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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-14 |
| TX | RA | APPROVED_RES | 2021-04-07 |
Branch Locations
2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Wheaton | IL | 10/2012 | 04/2021 |
| Lpl Financial Llc | Downers Grove | IL | 04/2021 | Present |
1) 4/05/2021- PWA- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/21 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 4/05/2021- Go Team 2704 - Non-Profit Board Member - Non-Inv. Related- Downers Grove, IL - start date 08/01/2018 - 2 Hrs/Mth - 0 Hrs During Trading. 3) 4/05/2021- Professional Wealth Advisors- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/21 - 160 Hrs/Mth - 8 Hrs During Trading 4) 5/4/2021 - Bellot Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 04/23/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5) 08/31/2021 - PWA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/11/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 6) 03/06/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ 2 Hours During Trading 7) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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