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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-14
TX RA APPROVED_RES 2021-04-07
  • IL RA
    APPROVED
    Since 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2021-04-07

Branch Locations

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 10/2012 04/2021
Lpl Financial Llc Downers Grove IL 04/2021 Present
Previous Registrations
  • 2012-10-01 → 2021-04-14
    Wheaton, IL
  • 2011-03-29 → 2012-10-01
    Chase Investment Services Corp.
    Naperville, IL
    Wheaton, IL
    Chicago, IL
    Wheaton, IL
Other Businesses

1) 4/05/2021- PWA- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/21 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 4/05/2021- Go Team 2704 - Non-Profit Board Member - Non-Inv. Related- Downers Grove, IL - start date 08/01/2018 - 2 Hrs/Mth - 0 Hrs During Trading. 3) 4/05/2021- Professional Wealth Advisors- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/21 - 160 Hrs/Mth - 8 Hrs During Trading 4) 5/4/2021 - Bellot Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 04/23/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5) 08/31/2021 - PWA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/11/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 6) 03/06/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ 2 Hours During Trading 7) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 1999-12-15
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    1999-12-15
Other Names
  • Brian Scott Bellot

View on SEC IAPD

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