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Edward Henry James

Morgan Stanley

Newport News, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-05
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2023-07-05
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

701 Town Center Drive Suite 902, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Newport News VA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Newport News, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Newport News, VA
    New York, NY
    Newport News, VA
  • 2003-04-21 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Newport News, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-18
  • S66 Uniform Combined State Law Examination
    2003-04-18

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
HAAS INVESTMENT MANAGEMENT LLC · NEWPORT NEWS, VA

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