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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2015-09-22
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2015-09-22

Branch Locations

2277 Fair Oaks Blvd, Ste 425, Sacramento, CA 95825 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jm Ridgway Santa Clara CA 02/2004 Present
Lpl Financial Llc Sacramento CA 09/2015 Present
  • 02/2004 → Present
    Jm Ridgway
    Santa Clara, CA
  • 09/2015 → Present
    Sacramento, CA
Previous Registrations
  • 2007-11-08 → 2015-10-06
    Sacramento, CA
    Vacaville, CA
    Gold River, CA
  • 2006-12-12 → 2007-11-19
    Folsom, CA
    Gold River, CA
    Folsom, CA
  • 2005-09-21 → 2006-03-31
    Foothill Securities, Inc.
    Rancho Cordova, CA
    Sacramento, CA
    Wilton, CA
  • 2002-05-30 → 2003-09-22
    E*Trade Advisory Services, Inc.
    Rancho Cordova, CA
Other Businesses

1) 09/21/2015 - McHarg & Associates Wealth Planning - DBA for LPL Business (entity for LPL business) - 100% - SACRAMENTO, CA 2) 07/10/2017-Simpson Wealth Planning-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-All services offered only as an LPL advisor-start 06/15/2017-Hours per month 40/ hours during trading 40 3) 7/9/2020 - Sheepdog Defensive Training - Not Investment Related - Various Locations. Rent space for classroom instruction and shooting is on the range. - Other-Rep's Business - Owner - Started 12/12/2019 - 18 Hours Per Month/0 Hours During Securities Trading - Train people on safe firearms usage and how to obtain a Concealed carry permit. 4) 10/28/2021 - USCCA - Not Investment Related - Location/Address: various - Other-concealed carry liability insurance - Started 06/17/2021 - 15 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-28
S63 Uniform Securities Agent State Law Examination 2000-06-20
  • S65 Uniform Investment Adviser Law Examination
    2003-07-28
  • S63 Uniform Securities Agent State Law Examination
    2000-06-20
Other Names
  • C Lamar Simpson
  • Lamar Simpson
  • Clarence Lamar Simpson (Jr)
  • Clarence Lamar Simpson
  • Lamar Simpson
  • Clarence Lamar Simpson
  • Clarence Lamar Simpson
  • Clarence Lamar Simpson

View on SEC IAPD

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