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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2015-09-22 |
Branch Locations
2277 Fair Oaks Blvd, Ste 425, Sacramento, CA 95825 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jm Ridgway | Santa Clara | CA | 02/2004 | Present |
| Lpl Financial Llc | Sacramento | CA | 09/2015 | Present |
1) 09/21/2015 - McHarg & Associates Wealth Planning - DBA for LPL Business (entity for LPL business) - 100% - SACRAMENTO, CA 2) 07/10/2017-Simpson Wealth Planning-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-All services offered only as an LPL advisor-start 06/15/2017-Hours per month 40/ hours during trading 40 3) 7/9/2020 - Sheepdog Defensive Training - Not Investment Related - Various Locations. Rent space for classroom instruction and shooting is on the range. - Other-Rep's Business - Owner - Started 12/12/2019 - 18 Hours Per Month/0 Hours During Securities Trading - Train people on safe firearms usage and how to obtain a Concealed carry permit. 4) 10/28/2021 - USCCA - Not Investment Related - Location/Address: various - Other-concealed carry liability insurance - Started 06/17/2021 - 15 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-20 |
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