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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-23
  • GA RA
    APPROVED
    Since 2024-08-23

Branch Locations

313 N. Main St Suite B, Hinesville, GA 31313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 09/2011 01/2023
Heritage Bank Hinesville GA 09/2011 01/2023
Triad Advisors Norcross GA 01/2023 08/2024
Osaic Wealth, Inc. Hinesville GA 08/2024 Present
  • 09/2011 → 01/2023
    Lpl Financial
    Charlotte, NC
  • 09/2011 → 01/2023
    Heritage Bank
    Hinesville, GA
  • 01/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Hinesville, GA
Previous Registrations
  • 2023-01-06 → 2024-08-23
    Triad Advisors Llc
    Atlanta, GA
    Hinesville, GA
    Hinesville, GA
  • 2021-05-10 → 2023-01-17
    Ft. Stewart, GA
    Midway, GA
    Hinesville, GA
    Ft. Stewart, GA
    Ludowici, GA
    Jesup, GA
    Ft. Stewart, GA
    Richmond Hill, GA
    Hinesville, GA
    Savannah, GA
    Savannah, GA
    St. Mary'S, GA
    Statesboro, GA
    Kingsland, GA
    Rincon, GA
    Brunswick, GA
    Savannah, GA
    Savannah, GA
    Savannah, GA
    Pembroke, GA
    Waycross, GA
    Statesboro, GA
    Darien, GA
    Blackshear, GA
    Waycross, GA
    Homerville, GA
    Nahunta, GA
    Savannah, GA
    Brunswick, GA
    St. Simons, GA
    Hinesville, GA
    Fort Mill, SC
    Hinesville, GA
Other Businesses

1. Heritage Group Financial Services LLC;investment related;309 N Main St,Hinesville,GA 31313;llc;owner/RR/IAR;1/2023;160 hrs/month;130 hrs during trading;investments/insurance/financial services 2. HERITAGE GROUP FINANCIAL SERVICES LLC POSITION: owner/RR/IAR NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 313 N Main St, Hinesville GA 31313, United States DESCRIPTION: investments/insurance/financial services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
S63 Uniform Securities Agent State Law Examination 1998-01-22
  • S66 Uniform Combined State Law Examination
    2021-04-30
  • S63 Uniform Securities Agent State Law Examination
    1998-01-22
Other Names
  • Derek Scott Sills

View on SEC IAPD

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