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David Lee Shackelford

Ameriprise Financial Services, LLC

Walnut Creek, CA

Pleasanton, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-05
TX RA APPROVED_RES 2009-10-05
  • CA RA
    APPROVED
    Since 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2009-10-05

Branch Locations

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

Pleasanton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 10/2009 03/2020
Ameriprise Financial Services, Inc. Walnut Creek CA 10/2009 03/2020
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Walnut Creek, CA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Walnut Creek, CA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-19
  • S66 Uniform Combined State Law Examination
    1998-08-19

View on SEC IAPD

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