Michael Hampton Westbrooks

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1991 → Present
  City Of Plano
  Plano, TX
• 09/2013 → 10/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2018 → Present
  Kestra Investment Services, Llc.
  Dallas, TX
• 10/2018 → Present
  Kestra Advisory Services, Llc.
  Dallas, TX

Previous Registrations

• 2013-09-03 → 2018-10-19
  Cetera Wealth Services, Llc
  Richardson, TX
• 2009-01-23 → 2013-09-03
  Walnut Street Securities, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

Business Name: Westbrooks Dugger & Westbrooks Financial, Inc. WDW Financial Investment Related: Yes Address: 2600 N. Central Expressway, 575 Richardson TX 75080 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Board Position (Board of Directors, Board of Trustees, etc.); Insurance; Community/Charitable/Civic Volunteer (Non-Leadership Position); Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: CEO/ Partner Start Date: 6/1/2002 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Run the firm. Meet with clients. Make managing partner level decisions. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Reg. Rep. Start Date: 10/19/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: advise clients Bus Name: Dallas Life Foundation Investment Related: No Address: 1100 Cadiz Dallas TX 75215 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 1/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: meet four times per year and consult with the executive director Bus Name: WDW TAX SERVICES POSITION: Owner of WDW Financial, which owns WDW Tax Services, LLC NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No, # OF HOURS: 2 SECURITIES TRADING HOURS: 3 START DATE: 02/20/2025vADDRESS: 2600 N. Central Expressway, 575, Richardson TX 75080, United States DESCRIPTION: As an owner of WDW Financial, I will be involved directly and indirectly in the leadership and management of WDW TaxServices, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-09
• S63 Uniform Securities Agent State Law Examination
  1998-04-06

Other Names

• Michael H Westbrooks