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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-28 |
| NJ | RA | APPROVED | 2002-07-29 |
Branch Locations
14 Cliffwood Ave Ste 230, Matawan, NJ 07747 • United States
Monmouth Beach, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Matawan | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Matawan | NJ | 03/2020 | Present |
Other Business Activities; Rent; Kenneth Shine began subleasing 06/01/2023; 14 Cliffwood Ave, Suite 230, Matawan, NJ, 07747; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-13 |
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