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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-29 |
| SC | RA | APPROVED | 1998-02-19 |
Branch Locations
975 Market St Suite 206, Fort Mill, SC 29708 • United States
7430 Us Highway 42 Ste 101, Florence, KY 41042-1991 • United States
Hebron, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Mill | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Mill | SC | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-03 |
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