Sean Michael Kleeman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  The Kleeman Corporation
  Mililani, HI
• 11/2021 → 09/2025
  Avantax Advisory Services
  Mililani, HI
• 08/2000 → Present
  Amway Corporation
  Mililani, HI
• 06/2022 → 09/2025
  Avantax Investment Services Inc
  Mililani, HI
• 07/2022 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Mililani, HI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mililani, HI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-01-14 → 2025-09-08
  Avantax Advisory Services
  Mililani, HI

Other Businesses

1) MILILANI TOWN CLUSTER 35 ASSOCIATION POSITION: Director of the Homeowners' Association NATURE: Homeowner Association that manages and enforces regulations based on our By-Laws. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 737 Bishop Street, Suite 3100, Honolulu HI 96813; Review design applications, enforce regulatory infractions, and provide guidance to Board and Homeowners so that we legally meet all required obligations based on our By Laws with the assistance of a professional Property Management Service organization. 2) Workwear Hawaii, Inc.; Treasurer; Inactive Workwear Apparel Wholesale/Retail Company. No activity has been done to date under this company..; NIR; 0; 11/30/2017; 94-1388 Moaniani Street WAIPAHU HI 96797; My role was to help provide proper bookkeeping, accounting and tax controls of company once it was made active. 3) The Kleeman Corporation; President; Tax, Bookkeeping, Payroll and Business Consulting Firm..; NIR; 60; 01/26/2004; 94-253 Paeloahiki Place Mililani HI 96789; I oversee staff and do most of the business development, tax preparations and business consultation. I do not do bookkeeping and payroll services, but have oversight and control of all individuals/employees involved. We do not provide cash management, check writing, and/or direct bill paying for the clientele. We only account for the transactions conducted by the clients. 4) Amway Corporation; Proprietor; Provide access to Home, Health, and Beauty Products for retail and wholesale distribution. Also train and equip others to be able to duplicate and be independent business owners of their own through a private franchising model.; NIR; 0; 08/11/2000; 94-253 Paeloahiki Place Mililani HI 96789; Market to potential clients through word of mouth or directing them to the Amway.com website. We do at times recruit and train potential business owners, but have not been involved in the recruitment side of the business in about 3 years. 5) Central Oahu Senior Day Care Association; Board Member/Treasurer; We respectfully provide our elderly clients an environment grounded in physical, mental and emotional well-being by offering choices to participate in engaging activities and interaction with others during the day at our adult day care facilities staffed with licensed health care professionals.; NIR; 0; 08/19/2019; 1445 California Ave Wahiawa HI 96786; I attend quarterly Board of Director Meetings to help guide the organization in its decision making processes and long term planning. Review organization's financial statements to assist in making sure the organization is an ongoing concern. Provide ideas to the Board regarding marketing and growth strategies.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-24
• S65 Uniform Investment Adviser Law Examination
  2022-01-14