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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-24 |
| VA | RA | APPROVED | 2022-11-10 |
| WI | RA | APPROVED | 2018-07-23 |
| FL | RA | APPROVED | 2018-05-17 |
| IN | RA | APPROVED | 2017-12-16 |
| KY | RA | APPROVED | 2017-12-16 |
| MI | RA | APPROVED | 2017-12-16 |
Branch Locations
1450 Veteran's Parkway Suite 100, Jeffersonville, IN 47130 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
6501 Veteran's Memorial Parkway, Crestwood, KY 40014 • United States
2024 S. Hwy. 53, Lagrange, KY 40031 • United States
2865 Charlestown Road, New Albany, IN 47150 • United States
12981 Shelbyville Rd., Louisville, KY 40243 • United States
3524 E. 10Th Street, Jeffersonville, IN 47130 • United States
200 West Chestnut St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tamp | FL | 01/2016 | 12/2017 |
| L&N Fcu | Jeffersonville | IN | 01/2016 | Present |
| Lasalle St Securities Llc | Jeffersonville | IN | 12/2017 | Present |
| Lasalle St Investment Advisors Llc | Elmhurst | IL | 12/2017 | Present |
L & N Insurance Agency; investment related; agent - start date 7/31/2016; 1450 Veteran's Pkwy. Ste. 100 Jeffersonville, IN 47130; sales & service of fixed annuities and life insurance (not FIA); 20 hours per month, all during trading. Trust Protector L&N Credit Union - Credit Union Employee Advisory Committee Member Howard Steamboat Museum Registered Agent in Indiana (Paws4Life)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-30 |
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