Frank Lamar Fleming

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2021
  Voya Financial Advisors, Inc.
  Macon, GA
• 06/2021 → 01/2025
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2023 → 01/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2025 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2023-03-22 → 2025-01-13
  Cetera Investment Advisers Llc
  Macon, GA
• 2021-06-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Macon, GA
  Greenville, SC
• 2017-03-16 → 2021-06-09
  Voya Financial Advisors, Inc.
  Macon, GA
  Greenville, SC
  Windsor, CT
• 2008-01-01 → 2009-11-20
  Wells Fargo Clearing Services, Llc
  Macon, GA
  Macon, GA
• 2003-05-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Macon, GA
  Macon, GA
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-16

Other Names

• Frank Fleming