Frank Lamar Fleming

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-01-13

GA RA
APPROVED

Since 2025-01-13

Branch Locations

5437 Bowman Rd Ste 121, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Macon	GA	07/2016	06/2021
Cetera Advisor Networks Llc	El Segundo	CA	06/2021	01/2025
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	01/2025
Edward Jones	St Louis	MO	01/2025	Present

07/2016 → 06/2021

Voya Financial Advisors, Inc.

Macon, GA
06/2021 → 01/2025

Cetera Advisor Networks Llc

El Segundo, CA
03/2023 → 01/2025

Cetera Investment Advisers Llc

Schaumburg, IL
01/2025 → Present

Edward Jones

St Louis, MO

Previous Registrations

2023-03-22 → 2025-01-13

Cetera Investment Advisers Llc

Macon, GA
2021-06-09 → 2023-06-29

Cetera Wealth Services, Llc

Macon, GA

Greenville, SC
2017-03-16 → 2021-06-09

Voya Financial Advisors, Inc.

Macon, GA

Greenville, SC

Windsor, CT
2008-01-01 → 2009-11-20

Wells Fargo Clearing Services, Llc

Macon, GA

Macon, GA
2003-05-06 → 2008-01-01

A. G. Edwards & Sons, Inc.

Macon, GA

Macon, GA

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-16

S63 Uniform Securities Agent State Law Examination

1998-01-16

Other Names

Frank Fleming

View on SEC IAPD

Other Firms

CHRISTY CAPITAL MANAGEMENT, INC.

BICKLEY INVESTMENTS, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT

PROSPERA FINANCIAL SERVICES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

J. L. PERKINS WEALTH MANAGEMENT, LLC

Other Investors

BRANDON SCOTT CHRISTY

Samuel Joseph Gaston

Amanda Reynolds Howell

Alexander Pettola

MELVIN HANSEL STUBBS

Other Offices

CHRISTY CAPITAL MANAGEMENT, INC. · MACON, GA

BICKLEY INVESTMENTS, LLC · MACON, GA

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MACON, GA

EDWARD JONES · MACON, GA

LPL FINANCIAL LLC · MACON, GA

SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT · MACON, GA

PROSPERA FINANCIAL SERVICES, INC. · MACON, GA

STATE FARM INVESTMENT MANAGEMENT CORP. · Macon, GA

More in Macon, GA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor