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James Frazier Foster

Edward Jones

Carson City, NV

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-29
NV RA APPROVED 2017-11-08
  • TX RA
    APPROVED_RES
    Since 2025-05-29
  • NV RA
    APPROVED
    Since 2017-11-08

Branch Locations

308 N Curry St Ste 201, Carson City, NV 89703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reno NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 10/2017
Edward Jones St Louis MO 10/2017 Present
Previous Registrations
  • 2011-01-03 → 2017-11-07
    Reno, NV
    Las Vegas, NV
    Reno, NV
    Yerington, NV
    Carson City, NV
    Dayton, NV
    Carson City, NV
    Carson City, NV
    Reno, NV
    Carson City, NV
    Carson City, NV
    Dayton, NV
  • 2008-08-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Reno, NV
    Reno, NV
    Sparks, NV
    Reno, NV
  • 2006-08-15 → 2008-08-27
    Ft. Lauderdale, FL
  • 2005-01-04 → 2006-08-15
    Kovack Securities Inc.
    Spokane, WA
    Newberg, OR
    Sparks, NV
  • 2004-01-05 → 2004-12-31
    Cincinnati Analysts, Inc.
    Incline Village, NV
  • 2001-06-08 → 2003-09-16
    Reno, NV
Other Businesses

Toiyabe Men's Golf Club Reno, NV Start date: 1/1/2021 President Hours per week: 0 Hours during trading: 0 Lead the Board in accomplishing Men's Club Board goals and objectives. Conduct, facilitate and coordinate activities of the Men's Club Board including meetings and event planning. Serves as primary interface with Toiyabe Ownership and staff.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-29
S63 Uniform Securities Agent State Law Examination 1999-01-07
  • S65 Uniform Investment Adviser Law Examination
    2000-08-29
  • S63 Uniform Securities Agent State Law Examination
    1999-01-07
Designations
Other Names
  • Jim Foster

View on SEC IAPD

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