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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | Jersey City | NJ | 10/2015 | 06/2020 |
| Axa Equitable | Jersey City | NJ | 09/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2015 | 09/2021 |
| Financial Resources Group | Fort Mill | SC | 10/2021 | 04/2023 |
| Lpl Financial Llc | Fort Mill | SC | 10/2021 | 04/2023 |
| Provenance Wealth Advisors | Fort Lauderdale | FL | 04/2023 | 05/2024 |
| Raymond James Financial Services, Inc. | Fort Lauderdale | FL | 05/2023 | 08/2023 |
| Raymond James Financial Services Advisors, Inc. | Fort Lauderdale | FL | 05/2023 | 08/2023 |
| Pwa Securities, Llc | Ft. Lauderdale | FL | 08/2023 | 05/2024 |
| Provenance Wealth Advisors, Llc | Ft. Lauderdale | FL | 08/2023 | 05/2024 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2024 | Present |
| American Enterprise Investment Services | Minneapolis | MN | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-20 |
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