Roger H Shaar

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-23
CA	RA	APPROVED	2000-05-11

TX RA
APPROVED_RES

Since 2022-01-23
CA RA
APPROVED

Since 2000-05-11

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Irvine	CA	08/1997	01/2021
Goldman Sachs & Co. Llc	New York	NY	01/2021	Present

08/1997 → 01/2021

The Ayco Company, L.P./Mercer Allied

Irvine, CA
01/2021 → Present

Goldman Sachs & Co. Llc

New York, NY

Other Businesses

(1) Bandmember with Pacific Fallout, a music group. Organization is primarily based out of Irvine, CA. Organization is not primarily engaged in investment activity. Start date was on August 1st, 2010. Six hours per month. Duties include performing music with the group. (2) Owner of five residential real estate investment properties located in LA County, CA. Organization is not primarily engaged in investment related activities. Start Date: March 15th, 2021. One hour per month. Duties include general management of the properties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-05-14

S66 Uniform Combined State Law Examination

1998-05-14

Other Names

Roger H Shaar

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