Michael Joseph Cayen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → 08/2022
  Lincoln Investment
  Royal Oak, MI
• 08/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-04-17 → 2022-08-04
  Lincoln Investment
  Royal Oak, MI
• 2019-10-30 → 2022-08-04
  Capital Analysts
  Royal Oak, MI
• 2009-12-16 → 2019-10-04
  Legend Advisory, Llc
  Berkley, MI
  Palm Beach Gardens, FL
  Royal Oak, MI

Other Businesses

1) MICHAEL CAYEN, 3315 N CAMPBELL RD ROYAL OAK MI, 07/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO 5 HR/MO TRADING 2) CAYEN FINANCIAL SERVICES LLC, 3315 N CAMPBELL RD ROYAL OAK MI, 08/2022, OWNER, NIR, 160 HR/MO 160 HR/MO TRADING 3) ASH BROKERAGE, 888 S HARRISON ST SUITE 900 FORT WAYNE IN, 11/2022, INSURANCE AGENT, INV REL, 10 HR/MO 10 HR TRADING 4) OHANA WEALTH ADVISORY, 3315 N CAMPBELL RD ROYAL OAK MI, 10/2022, DBA, OWNER, INV REL, 160 HR/MO 150 HR TRADING 5) DAKINE PROPERTIES LLC, 3315 C CAMPBELL RD, ROYAL OAK MI 48073, 06/01/2023, Owner, Real Estate, NIR, 10 HR/MO, 2 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-15
• S63 Uniform Securities Agent State Law Examination
  1997-12-12