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Carrie Gail Coats

Ameriprise Financial Services, LLC

Naples, FL

Naples, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-07
TX RA APPROVED 2022-11-04
  • FL RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-04

Branch Locations

5811 Pelican Bay Blvd Ste 300, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2016 11/2022
Ameriprise Financial Services, Llc Naples FL 11/2022 Present
Previous Registrations
  • 2016-09-27 → 2022-11-14
    Edward Jones
    Naples, FL
    Naples, FL
    Naples, FL
    St Louis, MO
    Bonita Springs, FL
    Naples, FL
  • 2010-02-26 → 2016-06-15
    Morgan Stanley
    Aventura, FL
    Tampa, FL
    Clearwater, FL
    Fort Lauderdale, FL
    Naples, FL
    Naples, FL
  • 2009-06-01 → 2009-12-02
    Morgan Stanley
    New York, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2006-12-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
  • 2003-10-16 → 2006-01-18
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-13
S63 Uniform Securities Agent State Law Examination 2002-04-22
  • S65 Uniform Investment Adviser Law Examination
    2003-10-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-22
Other Names
  • Carrie Nell
  • Carrie Gail Nell
  • Carrie Nell Nell

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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