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CRD 2983573
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-03-17 |
| IN | RA | APPROVED | 2025-01-23 |
| IL | RA | APPROVED | 2021-11-03 |
Branch Locations
2785 Clybourn Ave., Chicago, IL 60614 • United States
829 W. Belmont Ave, Chicago, IL 60657 • United States
2710 N. Narragansett, Chicago, IL 60639 • United States
1211 North Milwaukee Avenue, Chicago, IL 60642 • United States
3601 N. Broadway, Chicago, IL 60613 • United States
5918 N Broadway St, Chicago, IL 60660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Buffalo Grove | IL | 04/2015 | 05/2019 |
| Valic Financial Advisors, Inc. | Chicago | IL | 05/2019 | 11/2021 |
| Fifth Third Bank | Chicago | IL | 11/2021 | Present |
| Fifth Third Securities | Chicago | IL | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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