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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-17
IN RA APPROVED 2025-01-23
IL RA APPROVED 2021-11-03
  • MI RA
    APPROVED
    Since 2025-03-17
  • IN RA
    APPROVED
    Since 2025-01-23
  • IL RA
    APPROVED
    Since 2021-11-03

Branch Locations

2785 Clybourn Ave., Chicago, IL 60614 • United States

829 W. Belmont Ave, Chicago, IL 60657 • United States

2710 N. Narragansett, Chicago, IL 60639 • United States

1211 North Milwaukee Avenue, Chicago, IL 60642 • United States

3601 N. Broadway, Chicago, IL 60613 • United States

5918 N Broadway St, Chicago, IL 60660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Buffalo Grove IL 04/2015 05/2019
Valic Financial Advisors, Inc. Chicago IL 05/2019 11/2021
Fifth Third Bank Chicago IL 11/2021 Present
Fifth Third Securities Chicago IL 11/2021 Present
Previous Registrations
  • 2019-05-06 → 2021-11-12
    Chicago, IL
  • 2015-05-01 → 2019-05-22
    Chicago, IL
    San Antonio, TX
    Chicago, IL
    Chicago, IL
    Buffalo Grove, IL
    Chicago, IL
    Chicago, IL
    Glenview, IL
    Elmhurst, IL
    Schaumburg, IL
    River Forest, IL
  • 2010-10-27 → 2015-04-24
    Evanston, IL
    Evanston, IL
    Mundelein, IL
    Barrington, IL
    Wauconda, IL
    Island Lake, IL
    Northbrook, IL
    Northbrook, IL
    Antioch, IL
    Round Lake Beach, IL
    Lake Zurich, IL
    Fox Lake, IL
    Buffalo Grove, IL
    Wheeling, IL
    Barrington, IL
  • 2009-01-02 → 2010-10-25
    Northbrook, IL
  • 2008-10-02 → 2009-01-02
    Raymond James Financial Services, Inc.
    North Riverside, IL
    Northbrook, IL
    Oak Brook, IL
  • 2007-06-28 → 2008-09-12
    Midwest Financial And Investment Services, Inc.
    Downers Grove, IL
    Elmwood Park, IL
  • 2006-01-11 → 2007-01-23
    Raymond James Financial Services, Inc.
    Elmwood Park, IL
    Elmwood Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-07
S63 Uniform Securities Agent State Law Examination 1998-02-09
  • S66 Uniform Combined State Law Examination
    2006-01-07
  • S63 Uniform Securities Agent State Law Examination
    1998-02-09
Other Names
  • Dylan Lee Hernandez
  • Dylan Hernandez

View on SEC IAPD

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