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Michael J Sclafani

J.P. Morgan Securities LLC

Oak Park, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-13
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-02-13
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1048 Lake Street, Oak Park, IL 60301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oak Park IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Oak Park IL 03/1992 Present
Previous Registrations
  • 2006-01-03 → 2012-10-01
    Chase Investment Services Corp.
    Oak Park, IL
    Chicago, IL
    Melrose Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 2000-02-03
  • S66 Uniform Combined State Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-02-03
Other Names
  • Michael Joseph Sclafani

View on SEC IAPD

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