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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-30
  • FL RA
    APPROVED
    Since 2020-01-30

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St. Petersburg, FL • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-04
  • FL RA
    APPROVED
    Since 2018-10-04

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Meadowlands Stadium Company Llc. East Rutherford NJ 09/2011 09/2018
Td Ameritrade Piscataway NJ 12/2010 09/2016
Scottrade Wayne NJ 10/2016 02/2018
Raymond James Financial Services, Inc. St. Petersburg FL 09/2018 Present
Raymond James & Associates, Inc St.PEtersburg FL 01/2020 Present
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 09/2018 Present
  • 09/2011 → 09/2018
    New Meadowlands Stadium Company Llc.
    East Rutherford, NJ
  • 12/2010 → 09/2016
    Td Ameritrade
    Piscataway, NJ
  • 10/2016 → 02/2018
    Scottrade
    Wayne, NJ
  • 09/2018 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
  • 01/2020 → Present
    St.PEtersburg, FL
  • 09/2018 → Present
    St. Petersburg, FL
Previous Registrations
  • 2017-01-31 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-01-04 → 2016-10-04
    Td Ameritrade, Inc.
    Piscataway, NJ
    Morristown, NJ
  • 2011-01-04 → 2016-10-04
    Td Ameritrade Investment Management, Llc
    Piscataway, NJ
    Morristown, NJ
  • 2007-11-09 → 2008-05-20
    Hackensack, NJ
  • 2002-05-03 → 2007-04-09
    Millburn, NJ
    Millburn, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-16
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    1998-02-16
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Rick Liebchen
  • Richard Liebchen

View on SEC IAPD

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