Best Investors Account Sign in

Marty Andrew Phillips

Stifel, Nicolaus & Company, Incorporated

Savannah, GA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-04-27
TX RA APPROVED 2023-04-25
  • GA RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-25

Branch Locations

15 Lake Street Suite 140, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Littleton CO 02/2017 02/2023
Buckhead Brokerage Group, Llc Suwanee GA 06/2015 02/2023
Stifel, Nicolaus & Company, Incorporated Savannah GA 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
RL WRIGHT & ASSOCIATES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
BULL STREET ADVISORS

Other Investors

SETH KOVENSKY
JOSEPHINE ALICE CRAKE
RICHARD KELLY LANE
KATHRYN WISE
Michael Dell Owens
DARRYL EUGENE WRIGHT
Aaron Monegan
CHRISTOPHER MARK BEAUDRY

Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

More in Savannah, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor