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16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| OH | RA | APPROVED | 2022-11-01 |
Branch Locations
16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-02-25 |
Branch Locations
16600 W Sprague Rd Ste 450, Middleburg Heights, OH 44130-6319 • United States
Strongsville, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Westlake | OH | 08/2006 | 12/2019 |
| Bank Of America,N.A. | Westlake | OH | 06/2011 | 12/2019 |
| Stratos Wealth Partners, Ltd | Akron | OH | 01/2020 | 10/2022 |
| Lpl Financial, Llc | Middleburg Heights | OH | 01/2020 | Present |
| Fourth Dimension Wealth, Llc | Middleburg Hts., | OH | 11/2022 | Present |
1. 7/22/2020 - Clear Goal Financial, LLC - DBA: Clear Goal Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2020 - 200 Hours Per Month During Securities Trading. 2. 11/02/2022 - Fourth Dimension Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fourth Dimension Wealth LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-28 |
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