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Current Employers
Fourth Dimension Wealth, Llc

16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-03
OH RA APPROVED 2022-11-01
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • OH RA
    APPROVED
    Since 2022-11-01

Branch Locations

16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-02-25
  • OH RA
    APPROVED
    Since 2020-02-25

Branch Locations

16600 W Sprague Rd Ste 450, Middleburg Heights, OH 44130-6319 • United States

Strongsville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Westlake OH 08/2006 12/2019
Bank Of America,N.A. Westlake OH 06/2011 12/2019
Stratos Wealth Partners, Ltd Akron OH 01/2020 10/2022
Lpl Financial, Llc Middleburg Heights OH 01/2020 Present
Fourth Dimension Wealth, Llc Middleburg Hts., OH 11/2022 Present
Previous Registrations
Other Businesses

1. 7/22/2020 - Clear Goal Financial, LLC - DBA: Clear Goal Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2020 - 200 Hours Per Month During Securities Trading. 2. 11/02/2022 - Fourth Dimension Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fourth Dimension Wealth LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-02
S65 Uniform Investment Adviser Law Examination 1998-01-28
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    1998-01-28

View on SEC IAPD

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