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Current Employers
Fourth Dimension Wealth, Llc

16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
OH RA APPROVED 2020-03-18
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • OH RA
    APPROVED
    Since 2020-03-18

Branch Locations

16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Middleburg Heights OH 09/2010 Present
Stratos Wealth Partners, Ltd Middleburg Heights OH 09/2010 03/2020
Fourth Dimension Wealth, Llc Middleburg Heights OH 03/2020 Present
Previous Registrations
Other Businesses

1. 4/8/2011: Magers Investments - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - Shell account for tax purposes - 100% Time Spent. 2. 11/5/2019 - Fourth Dimension Wealth LLC - DBA: (Hybrid) Fourth Dimension Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/05/2019 - 160 Hours Per Month During Securities Trading. 3. 1/15/2020 - Fourth Dimension Wealth LLC - DBA: Fourth Dimension Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2019 - 160 Hours Per Month During Securities Trading. 4. 1/15/2020 - Fourth Dimension Wealth LLC - DBA: Four Dimension Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2019 - 160 Hours Per Month During Securities Trading. 5. 1/15/2020 - Four Dimension Wealth Management - DBA: Fourth Dimension Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2019 - 160 Hours Per Month During Securities Trading. 6. 6/3/2020 - Fourth Dimension Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/18/2020 - 160 Hours Per Month/65 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fourth Dimension Wealth, LLC, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 05/24/2022 - Magers Investments (Retail Furniture and Electronics) - Not Investment Related - Home Based - Other - Business Owner - Start Date - 01/10/2022 - 10 Hours Per Month/ 2 Hours During Securities Trading. 8. 02/06/2026 - Fourth Dimension Wealth, LLC - Not Investment Related; Location: 2982 Sutton Lane Medina OH 44256; Position: Owner; Description: Retail Furniture and Electronics a. No formal title. My role is to take orders for speakers my kids sell to friends. b. myself and kids are the only employees. c. this business is out of my home; Responsibilities Duties: Business entity for electronics and furniture sales operated by my family; Start date: 2022/01/10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. 9. 02/06/2026 - 4D Yacht Charters - Not Investment Related; Location: 2606 South Waterside Court Marblehead Ohio 43440; Position: Owner; Description: Responsible for cruise and charter activity of the vessel The Fourth Dimension; Start date: 2025/04/02 - Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-05
  • S66 Uniform Combined State Law Examination
    1999-11-05

View on SEC IAPD

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