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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-09-30
TX RA APPROVED_RES 2011-11-29
FL RA APPROVED 2009-10-23
  • GA RA
    APPROVED
    Since 2015-09-30
  • TX RA
    APPROVED_RES
    Since 2011-11-29
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Eustis FL 10/2009 Present
Bank Of America, Na Eustis FL 11/2009 Present
Previous Registrations
  • 2003-04-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Eustis, FL
    Eustis, FL
  • 1999-04-19 → 2003-04-08
    Morgan Stanley Dw Inc.
    Eustis, FL
Other Businesses

I*3094275 Entity Type: For Profit Name of OBA: Venz enterprise LLC Address: Orlando, Florida, 32835 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/10/2025 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Set up LLC for protection to purchase a condo for personal use manage the condo for LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-05
S63 Uniform Securities Agent State Law Examination 1998-02-07
  • S65 Uniform Investment Adviser Law Examination
    1999-05-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-07

View on SEC IAPD

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