John Samuel Dolan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → Present
  Wheeler, Ring & Dolan, Pc
  Manchester, NH
• 11/2003 → Present
  Northeast Planning Associates, Inc.
  Bedford, NH
• 07/2007 → Present
  Lpl Financial Llc
  Bedford, NH

Previous Registrations

• 2004-09-23 → 2017-04-04
  Northeast Planning Associates, Inc.
  Bedford, NH
• 2004-01-14 → 2004-10-11
  Mutual Service Corporation
  Bedford, NH
  Bedford, NH
• 2003-09-11 → 2003-11-13
  Veravest Investment Advisors, Inc.
  Manchester, NH

Other Businesses

1. 08/14/2007 - CPA AFFILIATE PROGRAM - WHEELER, RING & DOLAN - 90% OF TIME SPENT - MANCHESTER, NH 2. 07/26/2007 - Non-Variable Insurance - INV REL - 5% TIME SPENT - Fixed insurance, LTC, Life, health, and group benefits 3. 07/26/2007 - Wheller & Dolan Financial Service LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 11/16/2007 - NORTHEAST PLANNING ASSOCIATES, INC. - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - 10% OF TIME SPENT - BEDFORD, NH 5. 10/23/2013 - WRD REAL ESTATE DEVELOPMENT, LLC - REAL ESTATE RENTAL - 5% TIME SPENT - We own the building that houses our CPA Firm and we rent to another CPA Firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-25
• S63 Uniform Securities Agent State Law Examination
  1998-01-15

Other Names

• John Samuel Dolan