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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2007-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wheeler, Ring & Dolan, Pc | Manchester | NH | 11/1994 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2003 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1. 08/14/2007 - CPA AFFILIATE PROGRAM - WHEELER, RING & DOLAN - 90% OF TIME SPENT - MANCHESTER, NH 2. 07/26/2007 - Non-Variable Insurance - INV REL - 5% TIME SPENT - Fixed insurance, LTC, Life, health, and group benefits 3. 07/26/2007 - Wheller & Dolan Financial Service LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 11/16/2007 - NORTHEAST PLANNING ASSOCIATES, INC. - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - 10% OF TIME SPENT - BEDFORD, NH 5. 10/23/2013 - WRD REAL ESTATE DEVELOPMENT, LLC - REAL ESTATE RENTAL - 5% TIME SPENT - We own the building that houses our CPA Firm and we rent to another CPA Firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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