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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2005-05-18
  • WA RA
    APPROVED
    Since 2005-05-18

Branch Locations

5867 Nw Newberry Hill Road, Silverdale, WA 98383 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

75 Garden St., Wethersfield, CT 06109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Palm Beach Gardens FL 04/2005 Present
  • 04/2005 → Present
    Money Concepts Capital
    Palm Beach Gardens, FL
Previous Registrations
  • 2004-01-14 → 2005-01-22
    Lakewood, WA
  • 2002-11-06 → 2003-10-23
    Cuna Brokerage Services, Inc.
    Seattle, WA
Other Businesses

1.CONSULTANT, 219 ROXBOROUGH STREET, HENDERSON, NEVADA 89074, NON-INVESTED RELATED, CONSULTING SERVICES, 4 HRS. MO. ALL DURING SECURITIES TRADING. 2. SGM Financial Group, DBA President/Owner. Non-investment related, 60% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-15
S63 Uniform Securities Agent State Law Examination 1998-01-09
  • S65 Uniform Investment Adviser Law Examination
    2000-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-01-09
Other Names
  • Susan G Mccoy
  • Susan G Lee
  • Susan G Stull

View on SEC IAPD

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