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7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-02-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Callaway Bank | Fulton | MO | 11/1998 | 02/2021 |
| Cetera Investment Services Llc | Fulton | MO | 11/1998 | 02/2021 |
| Cetera Investment Advisers Llc | Fulton | MO | 01/2014 | 02/2021 |
| Smith, Moore & Co. | Fulton | MO | 02/2021 | Present |
FARMING, 12/1986, OWNER, NON INVESTMENT RELATED, COMPENSATION BASED ON SALES. 2649 STATE RD., KINGDOM CITY, MO 65262, 15 HOURS A MONTH, 5 HOURS DURING SECURITIES HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-07 |
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