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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-04-14 |
| TX | RA | APPROVED | 2020-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 09/2006 | 02/2017 |
| Central Financial Group | W Des Moines | IA | 09/2006 | Present |
| D.R.T. Holdings Llc | Centerville | IA | 07/2006 | Present |
| B&K Machining Llc | Centerville | IA | 11/2005 | Present |
| Sii | West Des Moines | IA | 02/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Johnston | IA | 11/2018 | 04/2020 |
| Lpl Financial Llc | Johnston | IA | 04/2020 | Present |
1)04/02/2020 - CLARITY FINANCIAL PLANNING - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/202 2)04/02/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2007 - 25 hr/mth 3)04/02/2020 - Central Financial Group - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2007 - 25 hr/mth 4) 04/02/2020 - D.R.T. HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only - inv rel - Centerville, IA - start: 07/2006 - 5 hr/mth 5)04/02/2020 - B&K MACHINING LLC - Business owner, machine shop - non-inv rel - Centerville, IA - start: 11/2005 - 34 hr/mth 6) 08/10/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 07/15/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Notary for the state of Iowa.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-05 |
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