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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
West Babylon, NY • United States
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Syosset | NY | 08/2014 | 02/2018 |
| Mml Investors Services | Syosset | NY | 01/2015 | 02/2018 |
| Jfs Contracting Inc | Miller Place | NY | 03/2014 | 10/2017 |
| Pruco Securities, Llc. | Melville | NY | 02/2018 | 11/2024 |
| Prudential Insurance Company Of America | Melville | NY | 02/2018 | Present |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-21 |
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