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Gail Eva Hollingsworth

LPl Enterprise, LLC

West Babylon, NY

Melville, NY

CRD 2982050

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

West Babylon, NY • United States

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Syosset NY 08/2014 02/2018
Mml Investors Services Syosset NY 01/2015 02/2018
Jfs Contracting Inc Miller Place NY 03/2014 10/2017
Pruco Securities, Llc. Melville NY 02/2018 11/2024
Prudential Insurance Company Of America Melville NY 02/2018 Present
Lpl Enterprise, Llc Melville NY 11/2024 Present
  • 08/2014 → 02/2018
    Mass Mutual Life Insurance Company
    Syosset, NY
  • 01/2015 → 02/2018
    Mml Investors Services
    Syosset, NY
  • 03/2014 → 10/2017
    Jfs Contracting Inc
    Miller Place, NY
  • 02/2018 → 11/2024
    Melville, NY
  • 02/2018 → Present
    Prudential Insurance Company Of America
    Melville, NY
  • 11/2024 → Present
    Melville, NY
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Uniondale, NY
    Melville, NY
  • 2007-02-16 → 2008-01-23
    Chase Investment Services Corp.
    Chicago, IL
    Babylon, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-30
S63 Uniform Securities Agent State Law Examination 1998-02-21
  • S65 Uniform Investment Adviser Law Examination
    1998-05-30
  • S63 Uniform Securities Agent State Law Examination
    1998-02-21
Other Names
  • Gail Eva Douglas
  • Gail Hollingsworth

View on SEC IAPD

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