Kiet Tuan Tran

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
GA	RA	APPROVED	2010-10-04
FL	RA	APPROVED	2009-11-16

TX RA
APPROVED_RES

Since 2020-04-08
GA RA
APPROVED

Since 2010-10-04
FL RA
APPROVED

Since 2009-11-16

Branch Locations

250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Winter Park	FL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Winter Park, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-09
S63	Uniform Securities Agent State Law Examination	1998-01-15

S66 Uniform Combined State Law Examination

2009-11-09
S63 Uniform Securities Agent State Law Examination

1998-01-15

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews