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Clay Harrison Evans

Stifel, Nicolaus & Company, Incorporated

Roseville, CA

Oroville, CA

Lincoln, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-28
CA RA APPROVED 2009-05-26
  • TX RA
    APPROVED_RES
    Since 2022-03-28
  • CA RA
    APPROVED
    Since 2009-05-26

Branch Locations

1420 Rocky Ridge Drive, Roseville, CA 95661 • United States

1891 Robinson Street, Oroville, CA 95965 • United States

985 Sun City Lane, Lincoln, CA 95648 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Roseville CA 05/2009 Present
  • 05/2009 → Present
    Stifel Nicolaus & Co Inc
    Roseville, CA
Previous Registrations
  • 2006-08-23 → 2009-06-02
    Wells Fargo Investments, Llc
    Roseville, CA
    Roseville, CA
    Lincoln, CA
  • 2003-06-17 → 2006-08-22
    A. G. Edwards & Sons, Inc.
    Lincoln Hills, CA
    Lincoln, CA
  • 2001-04-20 → 2003-04-24
    Charles Schwab & Co., Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-28
S63 Uniform Securities Agent State Law Examination 1998-06-12
  • S66 Uniform Combined State Law Examination
    2000-08-28
  • S63 Uniform Securities Agent State Law Examination
    1998-06-12

View on SEC IAPD

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