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Victoria Adrienne Frazier

Citigroup Global Markets Inc.

Chatsworth, CA

Hermosa Beach, CA

Simi Valley, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-01
  • CA RA
    APPROVED
    Since 2018-06-01

Branch Locations

Cwm Retail, Sales 20520 Devonshire Street, Chatsworth, CA 91311 • United States

Citi Wealth Management, Service/Operations 81 Pier Ave, Hermosa Beach, CA 90254 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/1997 12/2017
Citigroup Chatsworth CA 05/2018 Present
Unemployed Simi Valley CA 01/2018 04/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
S63 Uniform Securities Agent State Law Examination 1998-09-11
  • S66 Uniform Combined State Law Examination
    2009-02-13
  • S63 Uniform Securities Agent State Law Examination
    1998-09-11
Other Names
  • Victoria A Olguin
  • Victoria Adrienne Olguin

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · CHATSWORTH, CA
MILA CAPITAL ADVISORS, LLC · CHATSWORTH, CA
EDWARD JONES · CHATSWORTH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Chatsworth, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHATSWORTH, CA
WELLS FARGO CLEARING SERVICES, LLC · CHATSWORTH, CA
LPL FINANCIAL LLC · CHATSWORTH, CA
LPL FINANCIAL LLC · CHATSWORTH, CA

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