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Paul N Gregory

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pacific Grove, CA

Monterey, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-07
CA RA APPROVED 1998-03-20
  • TX RA
    APPROVED_RES
    Since 2009-05-07
  • CA RA
    APPROVED
    Since 1998-03-20

Branch Locations

Pacific Grove, CA • United States

200 E Franklin St, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 06/1997 Present
Bank Of America, N.A. Carmel CA 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-04
  • S66 Uniform Combined State Law Examination
    1997-12-04
Other Names
  • Paul N (Iii) Gregory
  • Paul Nathan Gregory

View on SEC IAPD

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