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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NH | RA | APPROVED | 2008-07-23 |
| ME | RA | APPROVED | 2002-10-01 |
Branch Locations
62 Us Route One Suite 102, Cumberland Foreside, ME 04110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Portland | ME | 03/1999 | Present |
| Daybreak Financial Partners | Portland | ME | 04/2001 | Present |
1. Fixed insurance sales; as of 1999; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Daybreak Financial Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2022; 100% time spent during business hours; Conducted at branch; Investment related. 3. Director/Founder, Morninglight Ministries, a non-denominational women's prayer group and ministry; As of 1999; 5-10% time spent during business hours; Not conducted at branch; Not investment related. 4. Co-owner and president, DFP Holdings, a private entity established to facilitate securities, advisory, and insurance business; Located at 100 Middle Street, Suite 205, Portland, ME 04101as of 01/01/2022 , %100 of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-27 |
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