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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-23
PA RA APPROVED 2014-04-02
  • TX RA
    APPROVED_RES
    Since 2021-08-23
  • PA RA
    APPROVED
    Since 2014-04-02

Branch Locations

2003 S. Easton Road Suite 100, Doylestown, PA 18901 • United States

N Cape May, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Rydal PA 02/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-03-02
    Morgan Stanley & Co. Llc
    Jenkintown, PA
  • 2005-08-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Other Businesses

Name of Business : Colorado Center for Modern Psychoanalytic Studies Address: Horsham, PA Nature of the Business: Board Member/Officer/Director Position/Title: Bookkeeper Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Check writing, Balancing account. Fundraising

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-06
S63 Uniform Securities Agent State Law Examination 1997-12-30
  • S65 Uniform Investment Adviser Law Examination
    1998-01-06
  • S63 Uniform Securities Agent State Law Examination
    1997-12-30

View on SEC IAPD

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