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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-05 |
Branch Locations
1407 W Washington Blvd, Chicago, IL 60607 • United States
1200 Harger Rd Suite 718, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Oak Brook | IL | 09/2018 | 06/2020 |
| Unemployed | Glendale Heights | IL | 09/2010 | 08/2018 |
| Lpl Financial, Llc | Oak Brook | IL | 06/2020 | Present |
| National Police Fcu | Chicago | IL | 04/2025 | Present |
1.10/02/2020; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/03/2020; 6hrs/mth; 1hrs during trading 2.03/13/2024; MAF Consultants LLC; Insurance Agency; Investment Related; 1200 Harger Rd. Ste. 718 Oak Brook,IL; Start Date 02/27/2024; 8hrs/mth; 8hrs during trading 3.02/07/2025; Tracy Gordon Financial LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/27/2025; 0hrs/mth; 0hrs during trading 4.05/22/2026; Stage Financial, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/26/2022; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-21 |
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