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CRD 2981357
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-06 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States
2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States
1400 Page Mill Road, Palo Alto, CA 94304 • United States
245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States
101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 06/2009 | Present |
*540256 - Trust; Investment related Yes; San Francisco, California; 01/2023 ; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-08 |
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