Dennis Joseph Martin

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 08/2018
  Mml Investors Services, Llc
  Hauppauge, NY
• 05/2007 → 03/2017
  Metlife Securities Inc.
  Hauppauge, NY
• 07/2016 → 08/2018
  Massmutual Life Insurance Company
  Hauppauge, NY
• 08/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-05-22 → 2018-08-31
  Mml Investors Services, Llc
  Hauppauge, NY

Other Businesses

LIFE & HEALTH INSURANCE POSITION: Insurance agent NATURE: Life & Health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/02/1999 ADDRESS: 1300 Veterans Memorial Hwy, Suite 1300, Hauppauge NY 11788, United States DESCRIPTION: Life & Health insurance sales CGAA, Inc., Is Investment Related, DBA, Financial Professional, 08/30/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. FIXED ANNUITIES INVESTMENT RELATED; FINANCIAL ADVISSOR; 5 HOURS PER MONTH AND 0 DURING TRADING HOURS; ADDRESS: 1300 VETERANS MEMORIAL HWY, STE.210, HAUPPAUGE, NY 11788; START: 01/01/2024; Duty Description: I occasionally sell fixed annuities. In 2024 I sold some through The Prosperity Life Group and the American National Insurance Company.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-18
• S63 Uniform Securities Agent State Law Examination
  1998-01-30