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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-26 |
| CT | RA | APPROVED | 2019-07-12 |
Branch Locations
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2000 | Present |
Seminar Ed Solutions LLC, Co-owner of LLC. SeminarEd provides literacy presentations and materials as a marketing system for end users (ex. Advisors or EVPs asked to present for employers/ employees). My Primary roles are: Presenter, Networking, Co-Content Creator, Presentation Coaching, 5 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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