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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 12/2016 | 02/2018 |
| Unemployed | Emerson | NJ | 09/2016 | 11/2016 |
| Bank Of America, N.A. | Short Hills | NJ | 06/2017 | 02/2018 |
| Unemployed | Emerson | NJ | 02/2018 | 12/2018 |
| Morgan Stanley | Little Falls | NJ | 12/2018 | 03/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2018 | 03/2021 |
| Prudential Insurance Company Of America | Paramus | NJ | 01/2022 | Present |
| Pruco Securities, Llc. | Paramus | NJ | 01/2022 | 11/2024 |
| Unemployed | Emerson | NJ | 03/2021 | 12/2021 |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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