Daniel Merithew Allen

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-23
TX	RA	APPROVED_RES	2026-06-22

FL RA
APPROVED

Since 2026-06-23
TX RA
APPROVED_RES

Since 2026-06-22

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Vienna	VA	01/2015	06/2026
Kovack Advisors, Inc.	Fort Lauderdale	FL	06/2026	Present

01/2015 → 06/2026

Ubs Financial Services Inc.

Vienna, VA
06/2026 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Previous Registrations

2015-01-30 → 2026-07-01

Ubs Financial Services Inc.

Mclean, VA

Palm Beach Gardens, FL

North Palm Beach, FL

Palm Beach Gardens, FL

Palm Beach Gardens, FL
2009-06-01 → 2015-02-12

Morgan Stanley

Washington, DC
2007-01-24 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC
1999-08-02 → 2006-12-20

A. G. Edwards & Sons, Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-11-12

S66 Uniform Combined State Law Examination

1998-11-12

Other Names

Dan Allen

View on SEC IAPD