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Daniel Merithew Allen

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Jupiter, FL

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-23
TX RA APPROVED_RES 2026-06-22
  • FL RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED_RES
    Since 2026-06-22

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 01/2015 06/2026
Kovack Advisors, Inc. Fort Lauderdale FL 06/2026 Present
Previous Registrations
  • 2015-01-30 → 2026-07-01
    Ubs Financial Services Inc.
    Mclean, VA
    Palm Beach Gardens, FL
    North Palm Beach, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
  • 2009-06-01 → 2015-02-12
    Morgan Stanley
    Washington, DC
  • 2007-01-24 → 2009-06-01
    Citigroup Global Markets Inc.
    Washington, DC
  • 1999-08-02 → 2006-12-20
    A. G. Edwards & Sons, Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-12
  • S66 Uniform Combined State Law Examination
    1998-11-12
Other Names
  • Dan Allen

View on SEC IAPD

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