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Manila Mathur

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

Marietta, GA

Alpharetta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-01-07
TX RA APPROVED 2020-01-06
  • GA RA
    APPROVED
    Since 2020-01-07
  • TX RA
    APPROVED
    Since 2020-01-06

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

3030 Windy Hill Road, Marietta, GA 30067 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 12/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
S63 Uniform Securities Agent State Law Examination 1999-04-13
  • S66 Uniform Combined State Law Examination
    2019-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-04-13
Other Names
  • Manila Mathur

View on SEC IAPD

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