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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2003-08-13
  • LA RA
    APPROVED
    Since 2003-08-13

Branch Locations

Fort Lauderdale, FL • United States

10000 Perkins Rowe Suite G240, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Baton Rouge LA 03/2006 04/2024
Park Avenue Securities Llc Baton Rouge LA 03/2006 04/2024
Guardian Life Insurance Company Fort Lauderdale FL 04/2024 Present
Park Avenue Securities Fort Lauderdale FL 04/2024 Present
  • 03/2006 → 04/2024
    Guardian Life Insurance Co Of America
    Baton Rouge, LA
  • 03/2006 → 04/2024
    Baton Rouge, LA
  • 04/2024 → Present
    Guardian Life Insurance Company
    Fort Lauderdale, FL
  • 04/2024 → Present
    Park Avenue Securities
    Fort Lauderdale, FL
Other Businesses

1. GROUP INSURANCE/ BLUE CROSS HEALTH INSURANCE-Sell Health Insurance, Start: 01/01/1998, Address: 3636 South Sherwood Forest Blvd Suite 111 Baton Rouge, LA 70816, 1 bus hr per month, Investment related, 2. Insurance Sales-Sales of Life and Health insurance products outside the scope of Guardian and Berkshire Life,. Start: 01/01/2011, Address: 9800 Airline Hwy Ste 103 Baton Rouge, LA 70816, 3 bus hrs per month, Investment related, 3. UNION CENTRAL LIFE INSURANCE CO-Sell disability insurance products, Start: 01/03/2000, Address: 9800 Airline Hwy Ste 103 Baton Rouge, LA 70816, 1 bus hr per month, Investment related, 4. Instructor Trainer for AXON formerly Taser International-I conduct training of instructors for Conducted Electrical Weapons within New Orleans PD and other law enforcement agencies,. Start: 10/15/2008, Address: 17800 N. 85TH ST. SCOTTSDALE, AZ 85255, Hrs per month - tot/bus: 16/5, Not investment related, 5. Travis St. Pierre Financial Services Inc.-President, Start: 02/15/1999, Nature: Owner for Tax purposes, Address: 215 N. New Rivcer Dr. E. Apt. 650 Fort Lauderdale, FL 33301, 5 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-25
  • S63 Uniform Securities Agent State Law Examination
    2005-01-25
Other Names
  • Travis James Stpierre

View on SEC IAPD

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