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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-07-01
  • CA RA
    APPROVED
    Since 2013-07-01

Branch Locations

3231 Ocean Park Blvd #119, Santa Monica, CA 90405 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Kiely Santa Monica CA 06/1997 Present
Mutual Securities, Inc Agoura Hills CA 06/2007 Present
Mutual Advisors Llc Omaha NE 07/2013 Present
  • 06/1997 → Present
    Thomas Kiely
    Santa Monica, CA
  • 06/2007 → Present
    Mutual Securities, Inc
    Agoura Hills, CA
  • 07/2013 → Present
    Omaha, NE
Other Businesses

1. KIELY CONSULTING, LLC, dba KIELY TAX CONSULTING, START DATE: 11/06/18, 3231 OCEAN PARK BLVD. STE. 119 SANTA MONICA, CA 90405, TAX PREPARATION & CONSULTING, MANAGING MEMBER/OWNER, NOT INVESTMENT RELATED, 8 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. Insurance Agent, Start Date: 01/01/1998, 3231 Ocean Park Blvd., Ste. 119, Santa Monica, CA 90405, Sole Proprietor, Insurance Agent,, Agent, Consulting Clients looking for Insurance products with guarantees, Investment Related, 2 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04

View on SEC IAPD

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