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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-02 |
Branch Locations
9300 Imperial Hwy, Downey, CA 90242-2813 • United States
2215 Westwood Blvd, Los Angeles, CA 90064-2098 • United States
333 S Beaudry Ave Ste 215, Los Angeles, CA 90017-5141 • United States
420 N Rosenell Terrace, Los Angeles, CA 90026-4909 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hollywood | FL | 07/2013 | 12/2016 |
| Bank Of America, N.A. | Hollywood | FL | 07/2013 | 12/2016 |
| 74 Fiske Llc | Stuart | FL | 12/2016 | 09/2018 |
| D.A. Davidson & Co. | Los Angeles | FL | 05/2018 | 09/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2019 | 09/2022 |
| Firefighters First Credit Union | Los Angeles | CA | 10/2019 | 09/2022 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 09/2022 | Present |
Outside Employment; California Credit Union; Financial Advisor - Assist members with planning their future and managing investments; financial services; 420 N Rosenell Ter, , Los Angeles, CA, 90026; Investment-Related; 09/02/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Midlife Crisis Trveler; travel blog, not revenue producing; 1822 E 3rd St, , Los Angeles, CA, 90033; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-27 |
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