Inactive

Carolyn Massie Hoffman

Springfield, MO

San Francisco, CA

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Current Employers

Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-14
MO	RA	APPROVED	2025-01-13

TX RA
APPROVED_RES

Since 2025-01-14
MO RA
APPROVED

Since 2025-01-13

Branch Locations

3150 S. National Ave., Springfield, MO 65807 • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farther Finance Advisors	Springfield	MO	01/2015	Present

01/2015 → Present

Farther Finance Advisors

Springfield, MO

Previous Registrations

2013-09-05 → 2025-01-07

Signalpoint Asset Management Llc

Springfield, MO

Springfield, MO
2009-02-20 → 2013-09-06

Wells Fargo Advisors Financial Network, Llc

Springfield, MO
1998-07-31 → 2009-02-17

Citigroup Global Markets Inc.

Springfield, MO

Springfield, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-28
S63	Uniform Securities Agent State Law Examination	1998-01-20

S65 Uniform Investment Adviser Law Examination

1998-09-28
S63 Uniform Securities Agent State Law Examination

1998-01-20

Other Names

Carolyn Hoffman
Carolyn M Hoffman

View on SEC IAPD

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TREND MANAGEMENT, INC.

Other Investors

TERRY LYNN BLAIR

CHRISTOPHER MICHAEL LEWIS

DOUGLAS RAY BAGWELL

WILLIAM TED BRYAN

BRENT MERLE WEISENBORN

Michael R Wilcox

AARON PAUL GARRETT

Other Offices

DB ADVISORS · SPRINGFIELD, MO

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC · SPRINGFIELD, MO

J.P. MORGAN SECURITIES LLC · Springfield, MO

LPL FINANCIAL LLC · SPRINGFIELD, MO

CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, MO

SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO

SANCTUARY ADVISORS, LLC · Springfield, MO

SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO

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