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Carol Brundieck

Rbc Capital Markets, LLC

Edina, MN

South Saint Paul, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-29
MN RA APPROVED 2020-01-28
  • TX RA
    APPROVED
    Since 2020-01-29
  • MN RA
    APPROVED
    Since 2020-01-28

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

South Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bloomington MN 03/2011 04/2018
Wells Fargo Clearing Services, Llc Bloomington MN 05/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 08/2018 01/2020
Rbc Capital Markets, Llc Edina MN 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-27
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S66 Uniform Combined State Law Examination
    2012-11-27
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01
Other Names
  • Carol Jean Schiltz
  • Carol Jean Brundieck
  • Carol Jean Schiltz
  • Carol Brundieck

View on SEC IAPD

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