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Iva Mcgowan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Delray Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-13
NJ RA APPROVED 2011-09-09
  • FL RA
    APPROVED
    Since 2022-10-13
  • NJ RA
    APPROVED
    Since 2011-09-09

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 04/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-11-02
S65 Uniform Investment Adviser Law Examination 2011-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-11-02
  • S65 Uniform Investment Adviser Law Examination
    2011-09-08
Other Names
  • Iva Dobrinski
  • Iva Dobrinski

View on SEC IAPD

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