Juan Luis Rivera

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Fine Selections
  Bayamon, PR
• 01/2016 → 10/2024
  Citi International Financial Services Llc
  San Juan, PR
• 01/2016 → 06/2017
  Citibank Na Puerto Rico Branch
  San Juan, PR
• 06/2017 → 10/2024
  Citibank N.A.
  Miami, FL
• 10/2024 → Present
  Ubs Financial Services, Inc
  Miami, FL

Previous Registrations

• 2021-03-31 → 2024-10-10
  Citigroup Global Markets Inc.
  Miami, FL
  Miami, FL
• 2015-04-24 → 2016-01-13
  Mml Investors Services, Llc
  San Juan, PR

Other Businesses

NAME: FINE SELECTIONS INV REL: N ADD: CARR. 167 MARGINAL B7-1 FLAMINGO TERRACE, BAYAMON, PR 00957 NATURE: OTHER- FOOD AND BEVERAGE DISTRIBUTION POSITION: OWNERSHIP START DATE: 02/2006 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I ACT AS A BUSINESS CONSULTANT FOR THE WINE DEPARTMENT. Tripoint Marketing Group: 1.the name of the other business: TriPoint Marketing Group 2.whether the business is investment-related: NO 3.the address of the other business: 11245 NW 57 Ln Doral FL 330178 4.the nature of the other business: Marketing, consulting , importing and representation of consumer products. Food and supermarkets products. (Detergents, Food and beverages, Teas, Diapers) 5.your position, title, or relationship with the other business: Consultant 6.the start date of your relationship: June 1, 2020 7.the approximate number of hours/month you devote to the other business: 2 8.the number of hours you devote to the other business during securities trading hours:0 9.and briefly describe your duties relating to the other business:Consultant for the Business on Sales and Marketing Strategies 3. Hope Community Chutch, Pembroke Pines FLUnited States-33024, Charity, President of the board of Directors, Executive director, Attend a monthly meeting, and provide advise on business decisions, start date-1/1/2024

Exams

• S66 Uniform Combined State Law Examination
  2021-03-29
• S65 Uniform Investment Adviser Law Examination
  2001-09-26
• S63 Uniform Securities Agent State Law Examination
  1998-02-13

Other Names

• Juan Luis Rivera
• Juan Luis Rivera
• Juan Luis Rivera Cruz
• Juan Luis Rivera
• Juan Luis Luis Rivera