Janis Lynn Waldman-Cooper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 05/2018
  Tfs Securities, Inc.
  Lincroft, NJ
• 05/2018 → Present
  The Investment Center Inc
  Red Bank, NJ
• 05/2018 → Present
  Ic Advisory Services Inc
  Red Bank, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Red Bank, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Red Bank, NJ

Previous Registrations

• 2018-05-02 → 2025-03-06
  Ic Advisory Services, Inc.
  Red Bank, NJ
  Bedminster, NJ
  Red Bank, NJ
• 2012-03-06 → 2018-05-17
  World Investments, Llc
  Wall, NJ
  Red Bank, NJ
  Red Bank, NJ
• 2009-02-06 → 2012-03-06
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 2005-08-23 → 2009-02-24
  Ubs Financial Services Inc.
  Redbank, NJ
  Red Bank, NJ
• 1999-10-20 → 2005-07-18
  Charles Schwab & Co., Inc.
  Corte Madera, CA

Other Businesses

1. J.COOPER FINANCIAL, DBA. SOLE PROPRIETORSHIP.INVESTMENT ADVISOR. FINANCIAL ADVICE, PLANNING, INVESTMENTS. DEVOTE>60%. ANNUAL INCOME >60%. ESTABLISHED 08/01/2013. 2. J. COOPER FINANCIAL LIFE INSURANCE SALES. SOLE PROPRIETORSHIP. AGENT. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. 3. MEDIATION FOR DIVORCE, SOLE PROPRIETORSHIP. MEDIATION & CONSULTANT FOR DIVORCING COUPLES, ATTORNEY REFERS COUPLES, NEUTRAL ROLE. EST 03/2012. DEVOTE 1-20%. ANNUAL INCOME 1-20%. OWNERSHIP >60%.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-06
• S63 Uniform Securities Agent State Law Examination
  1998-02-18

Other Names

• Janis Lynn Cooper
• Janis Lynn Waldmancooper