Thomas Charles Dexter

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 03/2019
  Commonwealth Strategic Advisory Llc
  Stamford, CT
• 03/2019 → 03/2026
  Lpl Financial, Llc
  Wilton, CT
• 03/2026 → Present
  Wells Fargo Clearing Services, Llc
  Purchase, NY

Previous Registrations

• 2019-03-22 → 2026-04-08
  Lpl Financial Llc
  Wilton, CT
  Paramus, NJ
  Westport, CT
  Norwalk, CT
• 2014-10-08 → 2018-10-11
  Commonwealth Strategic Advisory
  New Canaan, CT
• 2012-10-08 → 2013-12-23
  Barclays Capital Inc.
  New York, NY
• 2008-09-22 → 2012-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2004-10-05 → 2008-10-02
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY
• 2001-10-25 → 2004-09-03
  Morgan Stanley & Co. Llc
  Washington, DC

Other Businesses

TRAIN2XCEL; NOT INV RELATED;RIDGEFIELD ,CT; HEALTH, WELLNESS AND PERFORMANCE TRAINING; COACH; START DATE: 12/01/2022; 16 HRS PER MONTH; 0 HRS DURING TRADING; | TODD DURKIN ENTERPRISES; NOT INV RELATED;SAN DIEGO,CA; PROVIDE COACHING AND PERSONAL DEVELOPMENT.; COACH; START DATE: 05/01/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-03-18
• S65 Uniform Investment Adviser Law Examination
  1998-02-03

Other Names

• Tom Dexter